Security & Compliance
TAZI is built for regulated industries. From explainable models to on-premises deployment, every layer of the platform is designed to meet the compliance requirements financial institutions face every day.
GDPR
EU data protection compliance
On-Premises
Deploy in your own environment
Regulatory Mapping
How TAZI addresses the regulations that matter most to financial institutions.
OCC Guidelines
Office of the Comptroller of the Currency
Guidance on the use of AI and machine learning in banking, covering model governance, risk management, and consumer protection.
- Full model risk management framework with documented validation
- Explainable outputs for every recommendation — no black-box decisions
- Fair lending compliance with built-in bias detection and monitoring
SR 11-7 (Federal Reserve)
Board of Governors of the Federal Reserve System
Supervisory guidance on model risk management requiring rigorous model development, validation, and ongoing monitoring practices.
- Independent model validation with comprehensive documentation
- Continuous monitoring for model drift, degradation, and performance
- Complete audit trail of all model decisions and parameter changes
CFPB Requirements
Consumer Financial Protection Bureau
Regulations protecting consumers in financial transactions, including fair lending, transparent decision-making, and data privacy.
- Human-readable adverse action explanations for every decision
- Fair lending analytics with disparate impact testing
- Consumer data protection with encryption at rest and in transit
SEC Rules for RIAs
Securities and Exchange Commission
Rules governing Registered Investment Advisors, including fiduciary duty, suitability, and recordkeeping obligations.
- Fiduciary-aligned recommendations with transparent reasoning
- Best-interest documentation for every client interaction
- Immutable audit trails meeting SEC recordkeeping requirements
FFIEC Cybersecurity
Federal Financial Institutions Examination Council
Cybersecurity assessment tool and guidance for financial institutions covering risk management, controls, and incident response.
- AES-256 encryption at rest, TLS 1.3 in transit — zero plaintext exposure
- Role-based access controls with MFA and session management
- On-premises deployment option — data never leaves your environment
GDPR / CCPA
EU General Data Protection Regulation & California Consumer Privacy Act
Data privacy regulations requiring lawful processing, data minimization, transparency, and individual rights over personal data.
- Data minimization by design — only process what is necessary
- Right to explanation for all automated decisions
- Flexible data residency with on-premises and regional cloud options
Why Compliance Officers Choose TAZI
Purpose-built for the regulatory realities of financial services.
Explainable AI
Every recommendation includes a human-readable explanation. No black boxes — regulators and auditors can see exactly how decisions are made.
On-Premises Deployment
Data never leaves your environment. Deploy TAZI within your own infrastructure to meet the strictest data residency and security requirements.
Complete Audit Trail
Every model decision, parameter change, and data access event is logged with timestamps and user attribution for full regulatory accountability.
Continuous Monitoring
Models are tracked in real time for drift, bias, and performance degradation — with automated alerts before issues reach production.
Certifications & Attestations
Current status of our independent certification work.
SOC 2
In progressIndependent attestation of controls for security, availability and confidentiality.
HIPAA
In progressCompliance program for protected health information in healthcare-related financial data.
Talk to Our Compliance Team
Schedule a conversation with our team to discuss how TAZI meets your institution's specific regulatory requirements.
Request a Demo